Legal Reporting & Regulation

We deliver interfaces and reports for the compliance with regulatory requirements as EMIR, Dodd-Frank-Act, REMIT, AWV, KWG, and so on.

EMIR & Dodd-Frank-Act

  • Interfaces to various swap- and trade repositories
  • Portfolio reconciliation
  • Implementation of “Risk mitigation” techniques (e.g. threshold calculation, portfolio compression)


  • RRM-Service: REMIT reporting to ACER

Illustration of the regulatory capital investment reporting according to VaG

  • Evidence and attachments
  • Quota monitoring

Illustration of the regulatory capital investment reporting in accordance with Solvency II:

  • Solvency II balance sheet
  • Stress tests
  • QRTs
  • Fund look-through

Processing support in accordance with the Foreign Trade Ordinance

  • Messages Z4
  • Messages Z5 / Z5a
  • Messages Z10

Processing support according to large- and million dollar credit regulation

  • Reports million loans

Monitoring of the investment ratios in accordance with Sec. 21 of the Securities Trading Act

  • Direct stocks incl. Fund look-through